VP Broker Dealer Regulatory Reporting
TD Bank Group — New York, New York
Posted 2026-10-06
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Finance Pay Detail: 150,000 - 195,000 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role. Job Description: We are seeking a highly experienced and detail-oriented VP candidate to support our Broker-Dealer Regulatory Reporting team. This role is responsible for the preparation, review, and oversight of all SEC financial responsibility rule reporting, primarily the customer protection reserve formula under rule 15c3-3 but not excluding net ca