Senior Manager, Trade Compliance
BMO — Toronto, ON, CAN
Posted 2026-10-28
Application Deadline: 11/09/2026 Address: 100 King Street West Job Family Group: Finance & Accounting Leads the oversight, execution, and continuous enhancement of the Bank's trade surveillance, compliance governance, and regulatory control framework across Treasury's trading-related activities. Responsible for ensuring adherence to applicable regulatory requirements, internal policies, supervisory expectations, and enterprise compliance programs. Acts as a central point of coordination for audits, regulatory examinations, compliance reviews, control testing, issue remediation, document management, and governance reporting. Develops and maintains a sustainable compliance framework that identifies, assesses, monitors, escalates, and remediates compliance and conduct risks associated with trading activities and supporting operations. Maintains knowledge of regulatory requirements and developments, monitors risk, and identifies and corrects possible gaps and weaknesses. Identifies and recommends actions based on market trends and regulatory developments. Leads regulatory and compliance change initiatives of varying scope and complexity. Develops implementation plans for new regulatory