Senior Compliance Officer - Regulatory & Advisory
BMO — Toronto, ON, CAN
Posted 2026-08-31
Application Deadline: 09/11/2026 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance BMO Nesbitt Burns, Private Client Division is a core part of PMO Private Wealth, and it operates as one of North America’s leading full-service investment advisory firms. We are seeking a Senior Compliance Officer – Regulatory & Advisory with a strong understanding of the regulatory landscape and knowledge of CIRO rules, to join our Compliance team. This role has dual reporting lines and reports to the Chief Compliance Officer, BMO Nesbitt Burns, Private Client Division, and BMO Private Wealth Canada, with a dual reporting line into the Senior Compliance Manager, Regulatory & Advisory. As a key member of the Compliance team, you will focus on regulatory developments, change management, and reporting. Excellent written and oral communication skills, strong knowledge of CIRO rules, and project management experience are required. Responsibilities And Duties This role requires you to: Have a strong understanding of Private Wealth, and of applicable CIRO rules and the broader securities regulatory landscape. Assist lead regulatory change initiatives and coordinate various stakeholde