Sales Practice & Conduct Risk Analyst
BMO — 2 Locations
Posted 2026-10-15
Application Deadline: 10/30/2026 Address: 320 S Canal Street Job Family Group: Business Management The Sales Practices & Conduct Risk Advisor supports the U.S. Personal & Business Banking Sales Practices and Conduct Program by conducting research, monitoring activities, investigations, risk assessments, procedural oversight, and governance reporting. The role serves as a subject matter expert on sales practices risk and provides advisory support and challenge to line-of-business partners to promote ethical sales conduct, customer-focused outcomes, and compliance with regulatory and internal expectations. The position is responsible for researching potential sales practices concerns, analyzing trends and emerging risks, maintaining and executing program procedures, supporting governance forums, and making recommendations to strengthen controls and reduce conduct risk. Conduct research and fact-finding related to alleged sales practices misconduct, unethical behavior, customer complaints, employee concerns, and transactional monitoring alerts. Analyze information from multiple sources including Employee Relations, Ethics, Compliance, Global Investigations, customer complaints, and in