Manager / Senior Manager, Advisory Compliance (Equities)
TD Bank Group — Hong Kong, Hong Kong
Posted 2026-09-11
Work Location : Hong Kong, Hong Kong Hours: 40 Line of Business: Compliance Pay Details: We’re committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role. Job Description: Department Overview The mandate of the TD Compliance Department is to manage compliance risk across TD globally to align with the policies established and approved by the TD Board of Directors’ Audit and Risk Committees. It is the Compliance Department’s responsibility, as proactive and trusted advisors to Businesses, to drive a consistent, adaptable and effective culture across the organization so that compliance risks are appropriately mitigated. Compliance Department responsibilities generally are to advise, monitor, and escalate. Job Description / Accountabilities: The Senior Manager Advisory Compliance will have responsibility for Compliance activities relating to the equities businesses and is therefore expected to be a product specialist. Expert knowledge of the Equities business (cash equities, equity derivatives and prime bro