Manager, Registrations
BMO — Toronto, ON, CAN
Posted 2026-10-22
Application Deadline: 11/06/2026 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance Location : Toronto, ON (Hybrid) Business Unit : Legal & Regulatory Compliance Reports to : Senior Manager, Registrations and Continuing Education – Wealth Management Compliance Position Overview BMO Registrations is responsible for overseeing registration-related matters for individuals and firms operating within BMO's regulated businesses. This includes ensuring compliance with applicable securities regulatory requirements, self-regulatory organization rules, and registration obligations across multiple registration categories and jurisdictions. Reporting to the Senior Manager - Registrations and Continuing Education, the Manager –Registrations, will lead a team of registration professionals responsible for firm and individual registration activities, regulatory filings, suitability reviews, regulatory reporting, policy development, and advisory support. The successful candidate will serve as a key subject matter expert and escalation point on complex registration matters impacting Investment Dealers, Investment Fund Managers (IFM), Exempt Market Dealers (EMD), and Portfolio M