Manager, Compliance Testing

RBC — PERSIARAN IRC 2, IOI RESORT CITY IOI CITY TOWER ONE:PUTRAJAYA

Posted 2026-08-28

Job Description What is the opportunity? As an integral member of the UK / Europe Compliance Testing team, the Compliance Testing Manager helps support local Chief Compliance Officers (CCOs) in fulfilling their responsibilities defined under the RBC Regulatory Compliance Management Framework. Working Hours : 9.00AM - 6.00PM (Malaysia Time Zone GMT+8) What will you do ? Assist in the completion of effective risk assessments to drive the UK and Europe Compliance Monitoring Plan. Under the stewardship of the Head of Compliance Testing, Europe or Senior Associate Directors within the team: o Contribute to timely and accurate compliance Testing reviews that opine on the adequacy of 1st and 2nd line systems, controls and processes to manage Regulatory and Conduct risk ( across Capital Markets, IS Trust, BlueBay & WM ). Work with Compliance and business colleagues to log and track action plans raised to resolve issues identified during monitoring reviews; Contribute towards the continual enhancement of the Testing approach and annual Testing program (including providing ideas for developing/improving the approach to continuous business Testing and, where relevant, enhancing the existing E

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